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Open Financial Exchange
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391	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]May 20, 2004 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, 4, 5, and 6 Thereto and Noti Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-24 07:38:47 Investment United States Securities and Exchange Commission Stock market Options Price Reporting Authority Securities Exchange Act Futures contract Electronic trading platform Open outcry Algorithmic trading Financial economics Financial markets Finance
392	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]July 27, 2004 Self-Regulatory Organizations; Order Approving Proposed Rule Change and Amendments No. 1, 2, 3, 4, and 5 and Notice of Fil Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-07-29 07:16:26 Investment Philadelphia Stock Exchange Electronic trading platform Finance Order Futures contract Open outcry Financial markets Stock market Financial economics Self-regulatory organizations
393	I International Securities Exchange June 3, 2014 Elizabeth M. Murphy Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-06-04 12:53:19 Financial markets Finance Self-regulatory organizations Order NASDAQ Philadelphia Stock Exchange Open outcry Stock market Financial economics Investment
394	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-07-08 11:08:42 Financial markets Stock market Self-regulatory organizations Philadelphia Stock Exchange Futures contract Order Electronic trading platform Exercise Open outcry Financial economics Investment Finance
395	THE SEC’S REGISTRATION PROPOSAL: THE PUBLIC COMMENTARY—A SUMMARY On July 14, 2004, the Securities and Exchange Commission (SEC or Commission) held an open meeting proposing a major regulatory amendment to the existin Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-10-21 10:55:13 Financial services Institutional investors Collective investment schemes Hedge fund U.S. Securities and Exchange Commission Investment Advisers Act Financial adviser Mutual fund Regulation D Financial economics Investment Finance
396	Microsoft Word - Release No[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-12-26 12:34:04 Securities Exchange Act U.S. Securities and Exchange Commission Open outcry Economy of the United States Financial economics Investment Self-regulatory organizations Stock market Philadelphia Stock Exchange
397	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 20, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-23 11:19:55 Funds Financial services Collective investment schemes Exchange-traded fund Net asset value Open-end fund Financial adviser Securities market Security Financial economics Investment Finance
398	June 27, 2014 Web[removed]Dear MGEX Members & Rules and Regulations Book Recipients: The following Chapters have been amended: Add to Reading List Source URL: www.mgex.com Language: English - Date: 2014-06-27 13:33:02 Futures exchanges United States securities law Auditing Corporate governance Corporations law Minneapolis Grain Exchange Open outcry Futures contract Securities Exchange Act Financial economics Investment Finance
399	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]September 20, 2013 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to t Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-23 11:20:27 Funds Financial services Collective investment schemes Exchange-traded fund Net asset value Open-end fund Financial adviser Securities market Security Financial economics Investment Finance
400	Order Approving a Proposed Rule Change Relating to Complex Orders Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-17 14:05:37 Finance Financial markets Order Chicago Board Options Exchange Market maker Futures contract Open outcry Stock market Financial economics Investment

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